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Theoretical Limits of Language Model Alignment $f$-Divergence Regularized RLHF: Two Tales of Sampling and Unified Analyses A Unified Measure-Theoretic View of Diffusion, Score-Based, and Flow Matching Generative Models When Can Voting Help, Hurt, or Change Course? Exact Structure of Binary Test-Time Aggregation When Semantic Communication Meets Queueing: Cross-Layer Latency and Task Fidelity Optimization Convexity in Disguise: A Theoretical Framework for Nonconvex Low-Rank Matrix Estimation Conditional Diffusion Under Linear Constraints: Langevin Mixing and Information-Theoretic Guarantees Sharp Capacity Thresholds in Linear Associative Memory: From Winner-Take-All to Listwise Retrieval Expert Routing for Communication-Efficient MoE via Finite Expert Banks Contextual Memory-Enhanced Source Coding for Low-SNR Communications Realizable Bayes-Consistency for General Metric Losses Leveraging Code Automorphisms for Improved Syndrome-Based Neural Decoding A Hierarchical Sampling Framework for bounding the Generalization Error of Federated Learning Dueling DDQN-Based Adaptive Multi-Objective Handover Optimization for LEO Satellite Networks The Causal Description Gap: Information-Theoretic Separations Across Pearl's Hierarchy Optimization of CV-QKD Under Practical Constraints Benchmarking Wireless Representations: High-Dimensional vs. Compressed Embeddings for Efficiency and Robustness Real-Time Text Transmission via LLM-Based Entropy Coding over Fixed-Rate Channels SwiftChannel: Algorithm-Hardware Co-Design for Deep Learning-Based 5G Channel Estimation Evolving Token Communication with Parametric Memory Network Remote Action Generation: Remote Control with Minimal Communication The (Marginal) Value of a Search Ad: An Online Causal Framework for Repeated Second-price Auctions Stabilizing Private LASSO under Heterogeneous Covariates via Anisotropic Objective Perturbation Linear-Readout Floors and Threshold Recovery in Computation in Superposition Soft Graph Diffusion Transformer for MIMO Detection Hierarchical Federated Learning for Networked AI: From Communication Saving to Architecture-Aware Design Exponential families from a single KL identity MIFair: A Mutual-Information Framework for Intersectionality and Multiclass Fairness Diffusion-OAMP for Joint Image Compression and Wireless Transmission Decoupled Descent: Exact Test Error Tracking Via Approximate Message Passing
On RIS-Aided SIMO Gaussian Channels: Towards A Single-RF ...
Ru-Han Chen, Jing Zhou, Yonggang Zhu, Kai Zhang · 2023-11-24 · via cs.IT updates on arXiv.org

In this paper, for a single-input multiple-output (SIMO) system aided by a passive reconfigurable intelligent surface (RIS), the joint transmission accomplished by the single transmit antenna and the RIS with multiple controllable reflective elements is considered. Relying on a general capacity upper bound derived by a maximum-trace argument, we respectively characterize the capacity of such \rev{a} channel in the low-SNR or the rank-one regimes, in which the optimal configuration of the RIS is proved to be beamforming with carefully-chosen phase shifts. To exploit the potential of modulating extra information on the RIS, based on the QR decomposition, successive interference cancellation, and a strategy named \textit{partially beamforming and partially information-carrying}, we propose a novel transceiver architecture with only a single RF front end at the transmitter, by which the considered channel can be regarded as a concatenation of a vector Gaussian channel and several phase-modulated channels. Especially, we investigate a class of vector Gaussian channels with a hypersphere input support constraint, and not only generalize the existing result to arbitrary-dimensional real spaces but also present its high-order capacity asymptotics, by which both capacities of hypersphere-constrained channels and achievable rates of the proposed transceiver with two different signaling schemes can be well-approximated. Information-theoretic analyses show that the transceiver architecture designed for the SIMO channel has a boosted multiplexing gain, rather than one for the conventionally-used optimized beamforming scheme.Numerical results verify our derived asymptotics and show notable superiority of the proposed transceiver.