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Abstract:Let $E \subset \mathbb R^d$, $d \ge 2$, be compact, and let $\phi(x,y)$ be a smooth function satisfying the Phong--Stein rotational curvature condition on $\{\phi(x,y)=1\}$. We prove that if $\dim_{\mathcal H}(E)>1$, then $$ \left|\bigcup_{x \in E} \{y : \phi(x,y)=1\}\right|>0. $$ This extends the positivity theorem of Mitsis ($d\geq3$) and Wolff ($d=2$) for spheres to a general variable coefficient setting via $L^2$ estimates for Fourier integral operators. The argument also shows that positivity is stable under finite-order degeneracies of the Monge--Ampère determinant through the weighted averaging theory of Sogge and Stein.
We next consider variable level sets $$ \Sigma_x=\{y:\phi(x,y)=t(x)\}, $$ where $t(x)$ is measurable. A maximal operator argument yields positivity under the condition $\dim_{\mathcal H}(E)>2$. We show that this loss reflects a genuine geometric obstruction related to Kakeya-type compression phenomena. In contrast, under a direct geometric intersection hypothesis controlling overlaps of the hypersurfaces $\Sigma_x$, we recover the full threshold $\dim_{\mathcal H}(E)>1$ for arbitrary measurable selections $t=t(x)$.
At the endpoint $\dim_{\mathcal H}(E)=1$, we obtain positivity under the additional assumption that $E$ is $1$-rectifiable with $\mathcal H^1(E)>0$. We also show that positivity of Lebesgue measure does not in general imply interior regularity: even for large or rectifiable parameter sets, the resulting unions may have empty interior. Finally, we discuss extensions to higher co-dimension families and the role of geometric structure in preventing compression phenomena.

Submission history

From: Zhangze Li [view email]
[v1] Tue, 26 May 2026 18:17:54 UTC (30 KB)