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Theoretical Limits of Language Model Alignment $f$-Divergence Regularized RLHF: Two Tales of Sampling and Unified Analyses A Unified Measure-Theoretic View of Diffusion, Score-Based, and Flow Matching Generative Models When Can Voting Help, Hurt, or Change Course? Exact Structure of Binary Test-Time Aggregation When Semantic Communication Meets Queueing: Cross-Layer Latency and Task Fidelity Optimization Convexity in Disguise: A Theoretical Framework for Nonconvex Low-Rank Matrix Estimation Conditional Diffusion Under Linear Constraints: Langevin Mixing and Information-Theoretic Guarantees Sharp Capacity Thresholds in Linear Associative Memory: From Winner-Take-All to Listwise Retrieval Expert Routing for Communication-Efficient MoE via Finite Expert Banks Contextual Memory-Enhanced Source Coding for Low-SNR Communications Realizable Bayes-Consistency for General Metric Losses Leveraging Code Automorphisms for Improved Syndrome-Based Neural Decoding A Hierarchical Sampling Framework for bounding the Generalization Error of Federated Learning Dueling DDQN-Based Adaptive Multi-Objective Handover Optimization for LEO Satellite Networks The Causal Description Gap: Information-Theoretic Separations Across Pearl's Hierarchy Optimization of CV-QKD Under Practical Constraints Benchmarking Wireless Representations: High-Dimensional vs. Compressed Embeddings for Efficiency and Robustness Real-Time Text Transmission via LLM-Based Entropy Coding over Fixed-Rate Channels SwiftChannel: Algorithm-Hardware Co-Design for Deep Learning-Based 5G Channel Estimation Evolving Token Communication with Parametric Memory Network Remote Action Generation: Remote Control with Minimal Communication The (Marginal) Value of a Search Ad: An Online Causal Framework for Repeated Second-price Auctions Stabilizing Private LASSO under Heterogeneous Covariates via Anisotropic Objective Perturbation Linear-Readout Floors and Threshold Recovery in Computation in Superposition Soft Graph Diffusion Transformer for MIMO Detection Hierarchical Federated Learning for Networked AI: From Communication Saving to Architecture-Aware Design Exponential families from a single KL identity MIFair: A Mutual-Information Framework for Intersectionality and Multiclass Fairness Diffusion-OAMP for Joint Image Compression and Wireless Transmission Decoupled Descent: Exact Test Error Tracking Via Approximate Message Passing
Rate-Distortion Bounds for Heterogeneous Random Fields on...
Sujata Sinha, Vishwas Rao, Robert Underwood, David Lenz, Sheng D · 2026-03-10 · via cs.IT updates on arXiv.org

Since Shannon's foundational work, rate-distortion theory has defined the fundamental limits of lossy compression. Classical results, derived for memoryless and stationary ergodic sources in the asymptotic regime, have shaped both transform and predictive coding architectures, as well as practical standards such as JPEG. Finite-blocklength refinements, initiated by the non-asymptotic achievability and converse bounds of Kostina and Verdu, provide precise characterizations under excess-distortion probability constraints, but primarily for memoryless or statistically homogeneous models. In contrast, error-bounded practical lossy compressors for scientific computing, such as SZ, ZFP, MGARD, and SPERR, are designed for finite, high-dimensional, spatially correlated, and statistically heterogeneous random fields. These compressors partition data into fixed-size tiles that are processed independently, making tile size a central architectural constraint. Structural heterogeneity, finite lattice effects, and tiling constraints are not addressed by existing finite-blocklength analyses. This paper introduces a finite-blocklength rate-distortion framework for heterogeneous random fields on finite lattices, explicitly accounting for the tile-based architectures used in high-performance scientific compressors. The field is modeled as piecewise homogeneous with regionwise stationary second-order statistics, and tiling constraints are incorporated directly into the source model. Under an excess-distortion probability criterion, we establish non-asymptotic achievability, converse bounds and derive a second-order expansion that quantifies the impact of spatial correlation, region geometry, heterogeneity, and tile size on the rate and dispersion.