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A Revision of Neural Tangent Kernel-based Approaches for ...
Kyung-Su Kim, Aurélie C. Lozano, Eunho Yang · 2020-07-02 · via stat.ML updates on arXiv.org

Recent theoretical works based on the neural tangent kernel (NTK) have shed light on the optimization and generalization of over-parameterized networks, and partially bridge the gap between their practical success and classical learning theory. Especially, using the NTK-based approach, the following three representative results were obtained: (1) A training error bound was derived to show that networks can fit any finite training sample perfectly by reflecting a tighter characterization of training speed depending on the data complexity. (2) A generalization error bound invariant of network size was derived by using a data-dependent complexity measure (CMD). It follows from this CMD bound that networks can generalize arbitrary smooth functions. (3) A simple and analytic kernel function was derived as indeed equivalent to a fully-trained network. This kernel outperforms its corresponding network and the existing gold standard, Random Forests, in few shot learning. For all of these results to hold, the network scaling factor $κ$ should decrease w.r.t. sample size n. In this case of decreasing $κ$, however, we prove that the aforementioned results are surprisingly erroneous. It is because the output value of trained network decreases to zero when $κ$ decreases w.r.t. n. To solve this problem, we tighten key bounds by essentially removing $κ$-affected values. Our tighter analysis resolves the scaling problem and enables the validation of the original NTK-based results.