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Evaluating authorship disambiguation quality through anom...
Huaxia Zhou, Mengyi Sun · 2024-12-25 · via cs.SI updates on arXiv.org

Authorship disambiguation is crucial for advancing studies in science of science. However, assessing the quality of authorship disambiguation in large-scale databases remains challenging since it is difficult to manually curate a gold-standard dataset that contains disambiguated authors. Through estimating the timing of when 5.8 million biomedical researchers became independent Principal Investigators (PIs) with authorship metadata extracted from the OpenAlex -- the largest open-source bibliometric database -- we unexpectedly discovered an anomaly: over 60% of researchers appeared as the last authors in their first career year. We hypothesized that this improbable finding results from poor name disambiguation, suggesting that such an anomaly may serve as an indicator of low-quality authorship disambiguation. Our findings indicated that authors who lack affiliation information, which makes it more difficult to disambiguate, were far more likely to exhibit this anomaly compared to those who included their affiliation information. In contrast, authors with Open Researcher and Contributor ID (ORCID) -- expected to have higher quality disambiguation -- showed significantly lower anomaly rates. We further applied this approach to examine the authorship disambiguation quality by gender over time, and we found that the quality of disambiguation for female authors was lower than that for male authors before 2010, suggesting that gender disparity findings based on pre-2010 data may require careful reexamination. Our results provide a framework for systematically evaluating authorship disambiguation quality in various contexts, facilitating future improvements in efforts to authorship disambiguation.