Compliance-proof for regtech
We track every SEC and FINRA rule as it changes, learn what your app actually does, and apply the rules that matter — then prove coverage on every release as a live, audit-ready report.
The problem
Proof is manual: PDFs, spreadsheets, and screenshots stitched together by hand.
A live coverage report, generated and kept current automatically.
Every prospect needs an SE to walk them through coverage on a call.
Send a verifiable link mid-deal — the proof speaks for itself.
Audit season is a fire drill of reassembling evidence after the fact.
Walk into the audit with continuous, dated evidence already in hand.
How it works
01 / The rule
SEC Marketing Rule · 206(4)-1
An adviser may not make false or misleading claims — including any guarantee of returns or a “no-risk” performance promise.
02 / Probe
Generated by Nua · adversarial
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03 / Catch
Your productMissed it
✓ Approved — no issues found
Nua
✓ Caught the prohibited performance guarantee your product cleared.
Demo
Always current
It never stops — re-checking around the clock, and adapting the moment your product or the rules change.
RegulationPRDsCustomer callsFeedback
Nua
Verified product
Regulation is the wedge we start with.
NUA is in private beta, onboarding a small number of regtech teams selling into financial services. If your sales cycle or your audit runs on manual proof, let's talk.
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