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Jiajun的技术笔记

你好,2026! TiDB 源码阅读(六):TiDB Coprocessor 源码解析 性能优化的核心思想 TiDB 源码阅读(五):索引 TiDB 源码阅读(四):AST、逻辑计划、物理计划 CockroachDB Serverless Architecture podman 无故退出 Cursor Control-L (CTRL-L) Keyboard Shortcuts in Terminal Replace docker with podman Using xmonad with xfce4 A RC script for freebsd frpc 自己动手写一个k8s controller AI 会取代你的(编程)岗位吗? 自建DERP服务器提升Tailscale连接速度(使用Nginx转发) 自动升级Docker容器 再读《程序员修炼之道-从小工到专家》 让浏览器下载文件 再读《软件随想录》/《黑客与画家》/《软技能》 HTTP 压力测试中的 Coordinated Omission 2的补码 编程语言中的 context 是什么? flutter macOS 构建出错 Flatpak 使用小记 Golang CAS 操作是怎么实现的 PostgreSQL 当MQ来使用 Clash 结合 工作VPN 的网络设计 使用 PostgreSQL 搭建 JuiceFS PostgreSQL 配置优化和日志分析 有GitHub Copilot?那就可以搭建你的ChatGPT4服务 窗口函数的使用(以PG为例)
Redis源码阅读:set是怎么做交并集运算的?
Jiajun Huang · 2021-05-29 · via Jiajun的技术笔记

今天我们来看看 Redis 中的set是如何存储数据,然后如何做交集、并集、差集运算的,所以我们一共会探索 SADD, SISMEMBER, SINTER, SUNION, SDIFF 这五个命令的实现。

首先我们从 SADD 开始:

    {"sadd",saddCommand,-3,
     "write use-memory fast @set",
     0,NULL,1,1,1,0,0,0},


void saddCommand(client *c) {
    robj *set;
    int j, added = 0;

    set = lookupKeyWrite(c->db,c->argv[1]);
    if (checkType(c,set,OBJ_SET)) return;
    
    if (set == NULL) {
        set = setTypeCreate(c->argv[2]->ptr);
        dbAdd(c->db,c->argv[1],set);
    }

    for (j = 2; j < c->argc; j++) {
        if (setTypeAdd(set,c->argv[j]->ptr)) added++;
    }
    if (added) {
        signalModifiedKey(c,c->db,c->argv[1]);
        notifyKeyspaceEvent(NOTIFY_SET,"sadd",c->argv[1],c->db->id);
    }
    server.dirty += added;
    addReplyLongLong(c,added);
}

/* Factory method to return a set that *can* hold "value". When the object has
 * an integer-encodable value, an intset will be returned. Otherwise a regular
 * hash table. */
robj *setTypeCreate(sds value) {
    if (isSdsRepresentableAsLongLong(value,NULL) == C_OK)
        return createIntsetObject();
    return createSetObject();
}

/* Add the specified value into a set.
 *
 * If the value was already member of the set, nothing is done and 0 is
 * returned, otherwise the new element is added and 1 is returned. */
int setTypeAdd(robj *subject, sds value) {
    // ...
}

首先我们看到 setTypeCreate,这是一个共长方法,如果 isSdsRepresentableAsLongLong 返回是 C_OK,就会调用 createIntsetObject 并且返回,否则返回 createSetObject。我们分别看看这两个方法:

robj *createIntsetObject(void) {
    intset *is = intsetNew();
    robj *o = createObject(OBJ_SET,is);
    o->encoding = OBJ_ENCODING_INTSET;
    return o;
}

robj *createSetObject(void) {
    dict *d = dictCreate(&setDictType,NULL);
    robj *o = createObject(OBJ_SET,d);
    o->encoding = OBJ_ENCODING_HT;
    return o;
}

可以看到,如果要存储的值,如果可以存成 long long,那么就会用 intset 来存,否则就用 dict。我们先来看后者, 也就是如果放在 dict 里,是怎么实现的:

/* Add the specified value into a set.
 *
 * If the value was already member of the set, nothing is done and 0 is
 * returned, otherwise the new element is added and 1 is returned. */
int setTypeAdd(robj *subject, sds value) {
    long long llval;
    if (subject->encoding == OBJ_ENCODING_HT) {
        dict *ht = subject->ptr;
        dictEntry *de = dictAddRaw(ht,value,NULL);
        if (de) {
            dictSetKey(ht,de,sdsdup(value));
            dictSetVal(ht,de,NULL);
            return 1;
        }

可以看到,其实就是用一个 dict 来存储数据,key为我们要存的数据,value为NULL。接下来我们来看看如果是 intset 将会怎么处理:

/* Add the specified value into a set.
 *
 * If the value was already member of the set, nothing is done and 0 is
 * returned, otherwise the new element is added and 1 is returned. */
int setTypeAdd(robj *subject, sds value) {
    // ...
    } else if (subject->encoding == OBJ_ENCODING_INTSET) {
        if (isSdsRepresentableAsLongLong(value,&llval) == C_OK) { // 如果值可以表示成long long
            uint8_t success = 0;
            subject->ptr = intsetAdd(subject->ptr,llval,&success); // 添加
            if (success) {
                /* Convert to regular set when the intset contains
                 * too many entries. */
                if (intsetLen(subject->ptr) > server.set_max_intset_entries)
                // 如果保存的数据量超过 server.set_max_intset_entries,也转换成 dict 来保存
                    setTypeConvert(subject,OBJ_ENCODING_HT);
                return 1;
            }
        } else {
            /* Failed to get integer from object, convert to regular set. */
            setTypeConvert(subject,OBJ_ENCODING_HT);

            /* The set *was* an intset and this value is not integer
             * encodable, so dictAdd should always work. */
            serverAssert(dictAdd(subject->ptr,sdsdup(value),NULL) == DICT_OK);
            return 1;
        }

到底为止,我们了解到了,Redis保存set有两种形式,当数据都是整数,而且保存的数据量小于一定量时,用的是 intset,否则 用 dict 来保存。接下来我们来看看 intset 是怎么实现的。

intset 实现

我们从 setTypeCreate 开始入手:

robj *setTypeCreate(sds value) {
    if (isSdsRepresentableAsLongLong(value,NULL) == C_OK)
        return createIntsetObject();
    return createSetObject();
}

robj *createIntsetObject(void) {
    intset *is = intsetNew();
    robj *o = createObject(OBJ_SET,is);
    o->encoding = OBJ_ENCODING_INTSET;
    return o;
}

/* Create an empty intset. */
intset *intsetNew(void) {
    intset *is = zmalloc(sizeof(intset));
    is->encoding = intrev32ifbe(INTSET_ENC_INT16);
    is->length = 0;
    return is;
}

typedef struct intset {
    uint32_t encoding;
    uint32_t length;
    int8_t contents[];
} intset;

看样子,该不会又是 ziplist 那一套吧?

/* Insert an integer in the intset */
intset *intsetAdd(intset *is, int64_t value, uint8_t *success) {
    uint8_t valenc = _intsetValueEncoding(value);
    uint32_t pos;
    if (success) *success = 1;

    /* Upgrade encoding if necessary. If we need to upgrade, we know that
     * this value should be either appended (if > 0) or prepended (if < 0),
     * because it lies outside the range of existing values. */
    if (valenc > intrev32ifbe(is->encoding)) {
        /* This always succeeds, so we don't need to curry *success. */
        return intsetUpgradeAndAdd(is,value);
    } else {
        /* Abort if the value is already present in the set.
         * This call will populate "pos" with the right position to insert
         * the value when it cannot be found. */
        if (intsetSearch(is,value,&pos)) {
            if (success) *success = 0;
            return is;
        }

        is = intsetResize(is,intrev32ifbe(is->length)+1);
        if (pos < intrev32ifbe(is->length)) intsetMoveTail(is,pos,pos+1);
    }

    _intsetSet(is,pos,value);
    is->length = intrev32ifbe(intrev32ifbe(is->length)+1);
    return is;
}

/* Note that these encodings are ordered, so:
 * INTSET_ENC_INT16 < INTSET_ENC_INT32 < INTSET_ENC_INT64. */
#define INTSET_ENC_INT16 (sizeof(int16_t))
#define INTSET_ENC_INT32 (sizeof(int32_t))
#define INTSET_ENC_INT64 (sizeof(int64_t))

/* Return the required encoding for the provided value. */
static uint8_t _intsetValueEncoding(int64_t v) {
    if (v < INT32_MIN || v > INT32_MAX)
        return INTSET_ENC_INT64;
    else if (v < INT16_MIN || v > INT16_MAX)
        return INTSET_ENC_INT32;
    else
        return INTSET_ENC_INT16;
}

/* Search for the position of "value". Return 1 when the value was found and
 * sets "pos" to the position of the value within the intset. Return 0 when
 * the value is not present in the intset and sets "pos" to the position
 * where "value" can be inserted. */
static uint8_t intsetSearch(intset *is, int64_t value, uint32_t *pos) {
    int min = 0, max = intrev32ifbe(is->length)-1, mid = -1;
    int64_t cur = -1;

    /* The value can never be found when the set is empty */
    if (intrev32ifbe(is->length) == 0) {
        if (pos) *pos = 0;
        return 0;
    } else {
        /* Check for the case where we know we cannot find the value,
         * but do know the insert position. */
        if (value > _intsetGet(is,max)) {
            if (pos) *pos = intrev32ifbe(is->length);
            return 0;
        } else if (value < _intsetGet(is,0)) {
            if (pos) *pos = 0;
            return 0;
        }
    }

    // 二分查找
    while(max >= min) {
        mid = ((unsigned int)min + (unsigned int)max) >> 1;
        cur = _intsetGet(is,mid);
        if (value > cur) {
            min = mid+1;
        } else if (value < cur) {
            max = mid-1;
        } else {
            break;
        }
    }

    if (value == cur) {
        if (pos) *pos = mid;
        return 1;
    } else {
        if (pos) *pos = min;
        return 0;
    }
}

/* Resize the intset */
static intset *intsetResize(intset *is, uint32_t len) {
    uint32_t size = len*intrev32ifbe(is->encoding);
    is = zrealloc(is,sizeof(intset)+size);
    return is;
}

从上面可以看出来,intset又是 ziplist 那一套,is->encoding 记录当前保存的数据,都是什么类型,比如可以选择的 类型为 int16_t, int32_tint64_t,然后在 is->content 处保存数据,但是是以有序的形式保存。

所以我们现在了解到,intset 有两个特点:

  • intsetziplist 一样,也是以连续内存块的形式保存数据,然后保存了数据的编码(其实也就是大小)
  • intset 的数据是有序保存的,因此查找时可以用二分查找,插入时也可以二分查找出要插入的位置

集合运算(交集并集差集)是怎么实现的

最后我们来看一眼,交集并集差集分别是怎么实现的。

交集:

    {"sinter",sinterCommand,-2,
     "read-only to-sort @set",
     0,NULL,1,-1,1,0,0,0},

void sinterCommand(client *c) {
    sinterGenericCommand(c,c->argv+1,c->argc-1,NULL);
}

void sinterGenericCommand(client *c, robj **setkeys,
                          unsigned long setnum, robj *dstkey) {
                          // ...
    /* Sort sets from the smallest to largest, this will improve our
     * algorithm's performance */
    qsort(sets,setnum,sizeof(robj*),qsortCompareSetsByCardinality);
                          // ...
    /* Iterate all the elements of the first (smallest) set, and test
     * the element against all the other sets, if at least one set does
     * not include the element it is discarded */
    si = setTypeInitIterator(sets[0]);
    while((encoding = setTypeNext(si,&elesds,&intobj)) != -1) {
        for (j = 1; j < setnum; j++) {
            if (sets[j] == sets[0]) continue;
            if (encoding == OBJ_ENCODING_INTSET) {
                /* intset with intset is simple... and fast */
                if (sets[j]->encoding == OBJ_ENCODING_INTSET &&
                    !intsetFind((intset*)sets[j]->ptr,intobj))
                {
                    break;
                /* in order to compare an integer with an object we
                 * have to use the generic function, creating an object
                 * for this */
                } else if (sets[j]->encoding == OBJ_ENCODING_HT) {
                    elesds = sdsfromlonglong(intobj);
                    if (!setTypeIsMember(sets[j],elesds)) {
                        sdsfree(elesds);
                        break;
                    }
                    sdsfree(elesds);
                }
            } else if (encoding == OBJ_ENCODING_HT) {
                if (!setTypeIsMember(sets[j],elesds)) {
                    break;
                }
            }
        }
    }
    // ...
}

可以看到,做交集的逻辑,其实就是先根据集合大小把集合排序。然后以最小的集合为基准,遍历每一个元素,然后去遍历其它set, 只要有一个不是子元素,就可以跳过这个元素了。

并集:

    {"sunion",sunionCommand,-2,
     "read-only to-sort @set",
     0,NULL,1,-1,1,0,0,0},


void sunionCommand(client *c) {
    sunionDiffGenericCommand(c,c->argv+1,c->argc-1,NULL,SET_OP_UNION);
}


void sunionDiffGenericCommand(client *c, robj **setkeys, int setnum,
                              robj *dstkey, int op) {
                              // ...
    /* We need a temp set object to store our union. If the dstkey
     * is not NULL (that is, we are inside an SUNIONSTORE operation) then
     * this set object will be the resulting object to set into the target key*/
    dstset = createIntsetObject();

    if (op == SET_OP_UNION) {
        /* Union is trivial, just add every element of every set to the
         * temporary set. */
        for (j = 0; j < setnum; j++) {
            if (!sets[j]) continue; /* non existing keys are like empty sets */

            si = setTypeInitIterator(sets[j]);
            while((ele = setTypeNextObject(si)) != NULL) {
                if (setTypeAdd(dstset,ele)) cardinality++;
                sdsfree(ele);
            }
            setTypeReleaseIterator(si);
        }
    // ...
}

并集很简单,遍历所有集合,把元素全都加进去即可。

差集:

    {"sdiff",sdiffCommand,-2,
     "read-only to-sort @set",
     0,NULL,1,-1,1,0,0,0},

void sdiffCommand(client *c) {
    sunionDiffGenericCommand(c,c->argv+1,c->argc-1,NULL,SET_OP_DIFF);
}

void sunionDiffGenericCommand(client *c, robj **setkeys, int setnum,
                              robj *dstkey, int op) {
                              // ...

    } else if (op == SET_OP_DIFF && sets[0] && diff_algo == 1) {
        /* DIFF Algorithm 1:
         *
         * We perform the diff by iterating all the elements of the first set,
         * and only adding it to the target set if the element does not exist
         * into all the other sets.
         *
         * This way we perform at max N*M operations, where N is the size of
         * the first set, and M the number of sets. */
        si = setTypeInitIterator(sets[0]);
        while((ele = setTypeNextObject(si)) != NULL) {
            for (j = 1; j < setnum; j++) {
                if (!sets[j]) continue; /* no key is an empty set. */
                if (sets[j] == sets[0]) break; /* same set! */
                if (setTypeIsMember(sets[j],ele)) break;
            }
            if (j == setnum) {
                /* There is no other set with this element. Add it. */
                setTypeAdd(dstset,ele);
                cardinality++;
            }
            sdsfree(ele);
        }
        setTypeReleaseIterator(si);
    } else if (op == SET_OP_DIFF && sets[0] && diff_algo == 2) {
        /* DIFF Algorithm 2:
         *
         * Add all the elements of the first set to the auxiliary set.
         * Then remove all the elements of all the next sets from it.
         *
         * This is O(N) where N is the sum of all the elements in every
         * set. */
        for (j = 0; j < setnum; j++) {
            if (!sets[j]) continue; /* non existing keys are like empty sets */

            si = setTypeInitIterator(sets[j]);
            while((ele = setTypeNextObject(si)) != NULL) {
                if (j == 0) {
                    if (setTypeAdd(dstset,ele)) cardinality++;
                } else {
                    if (setTypeRemove(dstset,ele)) cardinality--;
                }
                sdsfree(ele);
            }
            setTypeReleaseIterator(si);

            /* Exit if result set is empty as any additional removal
             * of elements will have no effect. */
            if (cardinality == 0) break;
        }
    // ...
}

做差集有两种方式,一种是遍历第一个集合,如果元素不在后面所有集合内,就加入;第二种是把第一个集合所有元素加到结果集合里, 然后再把所有在后面的集合里的元素,从这个结果集合里移除。

总结

这篇文章里,我们看了一下Redis是如何实现set这个数据结构的,Redis会在内容为整数并且数量足够小时,使用一种类似 ziplist 的方式,也就是 intset 来保存数据,其它情况,则会使用一个 dict 来保存数据,此外我们分别看了一下三种常见的集合运算 是怎么实现的。