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Unlocking Proactivity in Task-Oriented Dialogue
Hongbin Zhan · 2026-05-23 · via cs.AI updates on arXiv.org

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Abstract:Proactive task-oriented dialogue (TOD), such as outbound sales, demands a persuasive agent that actively probes the user's concerns and steers the conversation toward acceptance within a bounded number of turns. Yet post-trained LLMs are inherently conservative, and reward-shaping RL (e.g., GRPO) struggles since it only re-weights what an already passive policy samples. We show that conditioning on the user's latent concerns unlocks proactive capability that no amount of sampling can undermine, establishing these concerns as a pivotal training-time signal. To operationalize this finding, we build the \textbf{Cognitive User Simulator}, which models each user as a stratified persona comprising observable external traits and hidden internal concerns. The simulator produces faithful and diverse interactions, while emitting per-turn state dynamics that track persuasion progress. We then introduce \textbf{Simulator-Induced Asymmetric-View Policy Optimization}, which converts the modeled concerns and the simulation state transition into complementary training objectives: (1) \emph{Asymmetric On-Policy Self-Distillation} that transfers concern-aware behavior from a privileged view of the same policy into its deployable, conversation-only view; and (2) \emph{State-Transition Policy Refinement} ...
Subjects: Artificial Intelligence (cs.AI)
Cite as: arXiv:2605.22240 [cs.AI]
  (or arXiv:2605.22240v1 [cs.AI] for this version)
  https://doi.org/10.48550/arXiv.2605.22240

arXiv-issued DOI via DataCite (pending registration)

Submission history

From: Chaozheng Wang [view email]
[v1] Thu, 21 May 2026 09:46:25 UTC (465 KB)