Paper 2026/607

Refined Approx-SVP Rank Reduction Conditions and Adaptive Lattice Reduction for MSIS Security Estimation

Zijian Zhou, National University of Defense Technology

Longjiang Qu, National University of Defense Technology

Abstract

The security of lattice-based cryptography relies critically on the concrete hardness of the approximate shortest vector problem (Approx-SVP). For cryptographic-sized instances, existing Approx-SVP rank reduction conditions may be overly aggressive, as they implicitly assume access to a large number of extremely short lattice vectors. In this work, we systematize and refine Approx-SVP rank reduction conditions from a feasibility perspective. We identify that, in the context of the dimension-for-free (D4f) technique, the existence of a single sufficiently short vector is the essential requirement, and we derive two refined and compact rank reduction conditions accordingly. The first condition is based on geometric properties of lattice sieving, while the second incorporates a basis-quality-dependent probabilistic bound. These results are validated through extensive experiments on high-dimensional lattices, where the compact condition outperforms prior methods by up to a factor of $60$ in dimensions $850$ and $925$. To reliably realize these conditions in high dimensions, we present APBKZ, an adaptive Pump-based lattice reduction strategy that dynamically selects the blocksize and D4f parameters according to the evolving Gram-Schmidt profile. We further introduce HeadAPBKZ, a head-focused execution mode that restricts reduction to a critical prefix once the rank reduction condition is satisfied. Combining these advances, we develop an improved concrete security estimation framework for the MSIS problem. Applied to Dilithium, our analysis indicates that, when compact rank reduction behavior is integrated with the D4f technique, the estimated concrete security of Dilithium is reduced by 3.65-6.09 bits relative to the conservative Core-SVP baseline, providing a more realistic concrete assessment. We also derive an analytic approximation whose closed-form estimates remain close to the numerical estimation, with discrepancies of only about 1.1 bits.

Note: This version revises the presentation throughout and updates the MSIS security-estimation section, including a corrected, refined estimation and an analytic approximation.